FOR WHOM. In compliance with the requirements laid down by the Monetary Authority of Singapore, individuals intending to provide any financial advisory. CMFAS M5 Exam Guide. Your CMFAS Guide to Rules and Regulations on Financial Advisory Services. Test your M5 Knowledge. The CMFAS Examinations are the licensing examinations for the capital markets and financial advisory services in Singapore. After successfully completing the.

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Module 7 – Futures Products and Analysis. Doing some practice papers will certainly help. HardwareZone Forum Insider on Facebook.

The cost of the questions are well worth the money spent. Objectives of MAS Conduct monetary policy; manage the official foreign reserves and the issuance of government securities Supervise and develop the financial sector Acts Administered by MAS: Lionel August 14, at 9: It’s definitely nothing as difficult compared to the rest which can be very technical e.

Hi David, I am taking the M5 paper in 2 weeks.

Selling a HDB flat. Module 6 – Securities Products and Analysis. Cmfaa a financial adviser charges a fee, it should disclose to the client details of the charges at the outset. This forum is moderated by volunteer moderators who will react only to members’ feedback on posts.


FAA deals with representations by a financial adviser in relation to a proposed contract of insurance with the insurer.

Requirement For Financial Advisers Appointing Introducers Where a financial adviser appoints a person as an introducer, it should take reasonable steps not to appoint an introducer whose carrying out of introducing activities is its sole business activity or his full time occupation if the introducer is a corporation or an individual respectively.

My id is deepa. How to upgrade to 5th Edition. Hey David, i going to take M5, is it possible to send me the notes and mock exam paper? M6A is fairly easy compared to M6.

In less serious offences, these offences may be compoundable under FAA. And i also received prompt replies from them which made my study experience a good one.

Please refer to our Terms of Service for more information. Anonymous March 25, at Section 58 empowers mm5 MAS to issue written directions to representatives of exempt financial advisers. Pls help k5 sending if possible.

Interest earned after the credit period shall not be retained by the financial adviser for its own benefit and shall immediately be paid to the insurer to whom such payment is due.

Mister Exam CMFAS Guide – M5 Notes – Mister Exam

I’m taking my exam on the 12th and im gng to start studying tomorrow! Objectives Of LIA development of the life insurance business in consultation with the supervisory authority, the Monetary Authority of Singapore; development of industry practices; and promotion of public awareness of life insurance. Anonymous March 1, at 3: No education background in econs, was in IT all along. Anonymous September 2, at 9: Applicants for the licence will have to satisfy licensing criteria, relating to: A financial adviser which receives any payment which is due to the insurer is required to pay the amount to the insurer within the credit period.


Thank you for ,5 Questions Exam Portal referral – quite useful actually!

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Lvl 2 – Business Combination. The MAS may, if it thinks necessary or expedient in the public interest, issue written directions. Hello, if you all need m5 paper can email me at sheshouts- hotmail.